The bulk of advisers, brokers, CPAs and other professionally licensed individuals working in the financial sector across the United States are regulated by the federal Financial Industry Regulatory Authority.
CA attorney sanctions can be severe, include incarceration
The penalties that a California attorney facing administrative and legal challenges can face are both multiple and severe.
Good standing: the threshold concern for every CA professional
California commands an economy that is unrivaled for its scope and diversity by any other American state. In fact, California’s economic clout is exceeded by only a few nations across the globe.
