The bulk of advisers, brokers, CPAs and other professionally licensed individuals working in the financial sector across the United States are regulated by the federal Financial Industry Regulatory Authority.We have noted in select prior blog posts at the [nap_names...
Month: June 2020
CA attorney sanctions can be severe, include incarceration
On Behalf of Century Law Group, LLP | Jun 11, 2020 | Ethics & Professional Responsibility
The penalties that a California attorney facing administrative and legal challenges can face are both multiple and severe.One attorney from the Los Angeles area knows that well. What he unquestionably discovered after criminal sentencing was pronounced against him...
Good standing: the threshold concern for every CA professional
On Behalf of Century Law Group, LLP | Jun 5, 2020 | Ethics & Professional Responsibility
California commands an economy that is unrivaled for its scope and diversity by any other American state. In fact, California’s economic clout is exceeded by only a few nations across the globe.Given that stature, it is unsurprising that the state’s...
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